Director, Regulatory Project Compliance (Global Markets)
Our client is a global financial services institution with a rapid growth in the Asia Pacific region. As a result of the evolving regulatory environment, they are looking for an experienced Director to join the dedicated team in Global Markets
The Role
Reporting to the Regional Head of Compliance, you will be fully responsible for:
- Developing and implementing material regulatory change for the Global Markets business
- Providing compliance support to senior management in HK and the APAC region for all relevant external regulations
- Collaborating with business and the compliance team members to provide guidance and training in relation to the regulatory change developments
- Providing management information and reporting of regulatory change developments in APAC to senior business and compliance functional management
- Understanding and implementing compliance control procedures by utilizing relevant internal and external rules and regulations
The Successful Applicant
You will be a University Graduate holding a degree in law and/or economics with at least 10 years’ experience gained within a financial services compliance function. You will possess sound knowledge of Hong Kong and regional compliance and regulatory laws and have strong communication, analytical and leadership skills. Hands on experience with Project Management will be an advantage. Fluency in English in essential.
Contact Us
Please press the APPLY button or email your CV to Christy Lam at c.lam@alsrecruit.com quoting the reference for a confidential discussion. For more Compliance positions, please visit our website (http://alsrecruit.com/) and contact us for details. (EF/9676)
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