DISCLOSURE OF INTEREST – ASSISTANT MANAGER recruitment
Our client is a major global financial services provider engaged in investment banking, private banking and investment management services with an extensive international presence. To cope with their business expansion, they are seeking a professional to join them.
Responsible for the identification, preparation and submission of regulatory ownership filings accurately and on a timely basis. Responsible for legal and regulatory research and analysis of shareholder disclosure obligations, regulated industries and limits within various jurisdictions. Proactively identify, resolve and communicate compliance and regulatory reporting issues and ad-hoc holding disclosure requests. Assist in formulating and implementing procedures to ensure operational effectiveness. Assist in producing reports for management information. Establish effective working relationships with other functional areas and data providers for timely receipt of information.
To qualify for the position, you should be a University graduate with a minimum of 2 years legal or compliance experience in relevant area. Excellent analytical skills, problem solving ability and attention to detail. Excellent excel skills. Fluent in English.
Interested applicants should send a detailed resume to Kelly Kam by email to kkam@ric.com.hk or by fax to (852) 2838 3323 quoting reference eFC1910.
(Applicants not contacted within 4 weeks should consider their application unsuccessful.)