Dodd-Frank Compliance Specialist recruitment
This firm is seeking a consultant to design and develop solutions related to the evolving regulatory compliance landscape.
Responsibilities
- Draft and develop internal policies and procedures in response to regulatory developments
- Review current business practices against regulatory requirements to ensure that discrepancies are proactively identified and addresses
- Work on various business projects with compliance implications
- Monitor and interpret new regulatory developments to determine their impact on the firm
- Ad hoc projects related to the implementation of Dodd-Frank
Skills Required
- JD is a plus
- Superior knowledge of US regulatory requirements and the proven ability to apply that knowledge in financial services
- Strong knowledge of Dodd Frank regulatory framework as the team will begin implementing processes
- Relevant compliance experience at broker-dealer or investment bank
- Strong writing skills
- Ability to interact and work closely with business partners
- Reliable, dependable, accountable
- Ability to quickly understand and interact with a variety of other product areas
- Able to deal with fast developing business
- Strong team player
July 15, 2012
• Tags: Compliance, Dodd-Frank Compliance Specialist recruitment, Legal careers in the USA • Posted in: Financial