EMIR / Dodd Frank Business Analyst, AVP

The Ops Reg Control function was created to ensure the Bank is meeting its transaction reporting obligations and partner with Compliance and the Asset Lines to implement the appropriate internal controls and supervisory processes for the transaction reporting currently being executed.

The main function of this role will be to work with Technology, Middle Office, and Compliance (and other areas as necessary) to build out the control and governance for the Bank in preparation for EMIR Phase 1, Credit and Rates.

This will include the definition of business requirements in order to deliver control environment for EMIR Phase 1 and building on the control environment established for EMIR Phase 1 identifying areas for enhancement. You would then look to build on the control environment established for Dodd Frank identifying areas for enhancement and identifying synergies in the cross regional/jurisdiction control environment.

Another aspect of the role will involve the evaluation of regulatory definitions and requirements across asset classes to understand cross asset requirements and asset class specific requirements.

To do this you will need to understand the current trade flows and reporting infrastructure and define and execute test strategies, test scenarios and test conditions. In terms of your stakeholder group you will be liaising with the Front Office, Middle Office, Ops Reg Control Run The Bank team, Compliance, Technology and Change teams.

Main Duties

Desirable skills:

Knowledge of Transaction Reporting requirements

Exposure to EMIR reporting requirements (and possibly Dodd Frank)

Experience of any of the main asset classes: (Credit Derivatives, Rates Derivatives, Listed Derivatives, Commodity derivatives, FX derivatives, OTC Equity Derivatives, CFDs, Cash Equities, Fixed Income)

August 29, 2013 • Tags:  • Posted in: Financial

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