Equities Advisory Officer
Following a restructure, the business has broken down its equity division and this role will be focusing on cash equities. You will provide day to day front line advice and compliance support to all cash equity business units
This is a fantastic opportunity for someone with advanced technical product knowledge to work on the trading floor in a purely front office facing role.
Responsibilities:
*Focusing on maintaining the business's reputation as the leading equity house in Europe
*Ensuring the business is kept abreast of all compliance policy's that effect the equities business by keeping up to date with regulatory developments and implementation of new rules.
*Assist in the development and the roll-out of bespoke Compliance training programmes.
* Be involved in new product approval and consulting with elements of legal and front office to ensure new offerings are efficient, commercial and compliant
*Day to day trade review and advisory of regulatory requirements including monitoring and testing.
*Assist in the Global co-ordination of all equity sales and trading platforms globally to ensure a world wide best practice standard.
Skills Required:
* Strong knowledge of cash equity sales and trading regulations is key, preferably developed within an investment bank.
*Strong communication skills, particularly verbal is an advantage.
*A good working knowledge of other product areas would be an advantage in order to provide strength on depth to the wider advisory team.
*Experience of delivering policy, assessing risks, and delivering front office training
The client is a world leading business with offices in every major financial centre across the world and they have an excellent reputation, specifically within equities. This role will suit someone who can mirror the business global reputation, they champion excellence and encourage internal progression
Apply below or to find out more about the Equities Advisory Officer job contact Alexander Stimpson on alexander.stimpson@robertwalters.com or call +44(0) 207 509 8458 quoting the reference 1881930.
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