Equities Compliance
A fantastic opportunity has arisen to join a leading Investment Bank.
Based in the City, my client is looking to recruit an experienced compliance officer for the EMEA Equities Compliance Team. The position will be at VP or Director level and will be located on the Equities trading floor.
As a senior member of the team, the individual will be responsible for providing compliance support to the EMEA Equities business, including cash equity sales and trading, derivatives marketing, sales and trading, global equity financing and services, ECM, Corporate Broking and the relevant support groups.
The successful candidate will have at least four years experience of regulation and compliance within the UK and European markets. Strong product knowledge is required. Previous floor based Compliance experience would be an advantage. The ability to work in a pressurised environment, with constantly changing priorities and tight deadlines is essential, as are strong inter-personal skills and Senior Stakeholder Management.
This is an excellent opportunity for a dedicated professional looking to advance their career and gain further experience within one of the leading Investment Banks. If you feel you meet the above specifications please do not hesitate to apply.
Leave a Reply
You must be logged in to post a comment.