Equities Compliance, Investment Bank recruitment
The Company
Widely regarded as one of the leading international Investment Banks, this is an outstanding opportunity for compliance candidates with extensive equities compliance experience to work with their Compliance team in Hong Kong. Our client offers a stable working environment and genuine career prospects.
The Role
- Assist in improving on-going framework development to ensure adherence to the relevant regulatory;
- Assist in maintaining and development policies and procedures specific to the equity business;
- Monitor the daily equities trading activities and identifying breaches;
- Provide compliance advisory support to the equities business;
- Implement appropriate compliance infrastructure and controls;
- Prepare and conducting training; and
- Assist in ad-hoc projects as required
Your Profile
The successful candidate will be a degree holder in Law, Accounting, Finance or related discipline with professional qualification is highly preferable. You must have minimum 2 years' of relevant experience in Compliance gained in Investment Banking. You should have solid practical knowledge of Hong Kong Equities market and have a solid understanding of Hong Kong regulatory requirements and securities laws. You will have strong interpersonal and communication skills. Fluency in English and Cantonese a must, ability to speak other languages is a plus.
Apply Today
Send your resume (in WORD format) by clicking the apply button now. Please note that only short-listed candidates will be contacted.