Equities Compliance Manager – Investment Banking recruitment
- Prestigious International Bank
- Excellent career opportunity with product exposure
- Attractive Salary Package
Our client is a well-established global investment bank with an expanding presence in Asia. To maintain high standards of conduct and support the growth of business in the region, they are looking for a high calibre, experienced Equities Compliance professional, based in Hong Kong.
In the regional Sales and Trading Compliance team, you will advise on regulatory compliance issues related to Equity business, monitor the trading activities, and review new market initiatives. Staying up to date with business changes and relevant regulatory requirements, you will maintain and update the compliance policies and procedures accordingly. Your responsibility also includes handling regulatory inquires, staff training and involvement in other core compliance projects.
To qualify, individuals must possess:
- A university degree in relevant disciplines.
- Minimum 5 years of experience in Compliance, Legal, or other control functions with an investment bank, securities exchange or a financial regulator.
- Solid knowledge in equities products, cash and derivatives, and the related rules and regulations.
- Strong analytical skills with attention to details.
- Excellent written and verbal communication skills in English and Mandarin.
Contact Kimberly Chien on (852) 3101 3066 or APPLY NOW by clicking the button below quoting reference number KC18597 www.ambition.com.hk
Data provided is for recruitment purposes only.