Equities Compliance recruitment
Our client, a global Investment Bank can provide a solid platform from which you will be given the opportunity to establish and develop your Compliance knowledge and skills. The client has highlighted a desire to bring the right person on board with a good mix of product and regulatory knowledge.
With a broad scope of responsibility but not limited to; the successful candidate will be responsible for providing advice and monitoring all aspects of the sales trading businesses, with specific responsibility for Equity Derivatives. You will support management in reviewing new business initiatives and help develop and manage the Firm’s contact and relationship with its regulators. You will work and liaise with local and regional Compliance teams to provide comprehensive advisory support.
You must have 5 - 10 years of relevant experience with a financial institution covering equities (cash and derivatives) activities and have a knowledge of compliance requirements relating to market access products and listed derivatives. Chinese speaking is also preferred but not essential.
For further information please contact Charles de Carvalho on +852 2168 0794 or charlesdecarvalho@puresearch.com