Equities Compliance Senior Adviser recruitment
About Our Client
Our client is a reputable bank with well-established business both regionally and internationally. They are now looking for a high-caliber, experienced Compliance professional to join their Wholesale Banking Compliance team in Hong Kong
- Providing compliance advices to the Equity Derivatives business in their daily business operations
- Sitting with the equities sales and trading business and supporting them on new business initiatives from the compliance perspective
- Working with the regional equities compliance teams to enhance standards of conduct and sharing updates on regulatory changes
- Analyzing surveillance reports and conducting investigations when necessary
The Successful Applicant
- Confident and mature individual with at least 6 years of Compliance experience within the Wholesale Banking industry
- Excellent knowledge of cash equity and derivatives products including listed and OTC
- You will have strong, hands-on knowledge of the regulations relevant to the Equities division of both local and regional
- You will possess effective communication skills. Fluency in English and Cantonese is essential
What's On Offer
This is an excellent opportunity for you to take on a high-profile role within a dynamic and expanding team. A competitive package will be offered to the suitable candidate.
January 2, 2012
• Tags: Equities careers in the Hong Kong SAR, Equities Compliance Senior Adviser recruitment • Posted in: Financial