Equities Trading Compliance Officer recruitment

Responsibilities:
* Design and develop effective compliance procedures and controls in support of new and expanding trading activities
* Draft, review, and refine documents that govern company policy and practice
* Deal with the high volume of equities trades that can go through the hedge fund
* Participate in audits and assist in the management of regulatory examinations

Requirements:
* 5 to 8 years of equities sales and trading compliance experience at a financial institution
* Possess exceptional verbal and written communication skills
* Strong understanding of systems used by investment advisors