Equity Compliance Advisory
A Tier 1 bank based in the City of London is looking to expand its Advisory Team for Equities Compliance. They are looking for an expert on Equities who is comfortable with the exposure that the role will entail.
Bank
The bank is recognised as being a Top 10 institution in the market. They are looking to expand across Equities, hence the new requirement and this is indicative of their success. The bank is proud of the opportunities available for candidates to learn and develop as part of a successful team, as well as the healthy work/life balance the role offers.
Opportunity
Candidates will be providing compliance coverage of the London based Equity businesses. Based on the trading floor, the role will cover equity sales and distribution. The candidate will provide advice on sales and trading issues, compliance policies procedures and regulatory developments. Candidates will also provide ad-hoc compliance advisory on ECM, Equity Derivatives and the Equity Broking business.
Individual
Candidates for this role MUST have compliance advisory experience and they must also have an excellent understanding of Equities, and specific regulation. Candidates must also have very strong people skills, due to the key stakeholder interaction and the ability to learn quickly.
This is a great opportunity to join one a market leading banks, in an opportunity that is unique to the market. If you are interested in hearing more, or know somebody that may be suitable, please get in touch. We offer £250 for successful referrals.
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