European Head of Compliance recruitment

Our client is seeking a bright, ambitious compliance officer with a strong academic background, solid regulatory experience and a practical, constructive approach. The candidate will have experience with compliance monitoring, periodic filing requirements, transaction reporting, and other regulatory responsibilities. Experience at the FSA or as a solicitor is highly preferred.

Job Requirements:

Work closely with senior management to design a comprehensive compliance program

Lead the firm’s registration process with the FSA

Advise on all aspects of MiFID and MiFID II, the FSA Handbook, ESMA technical guidance and the EU regulatory framework

Be the primary liaison between the firm and regulators

Develop internal policies and documented procedures to comply with FSA and EU regulations

Ensure that compliance initiatives are implemented successfully and that employees are appropriately knowledgeable on the relevant material
 

Culture:

The company is first and foremost a math and technology firm. they have a fun and relaxed office atmosphere, but everyone works diligently to get the job done. they boast a flat management structure as all there people are motivated by the excitement of being at the forefront of the automated trading world. Jeans and T’s are appropriate office attire.

Opportunity:

The Head of European Compliance will be an integral member of there team. If you possess the required skills, and have the motivation to take on the challenges of this role.