Executive Director- Regulatory Compliance Advisory- Fixed Income

A leading European Investment Bank is looking to hire an Executive Director into its Fixed Income Compliance Advisory Team. The role sits on the Sales and trading side and will report straight into the head of Markets advisory.

The firm:
The Bank is one of the markets leading Fixed Income trading houses and covers global markets. The bank operates in high volume trading of all FICC products and is regularly top of the leader board for performance. As a Compliance Officer covering the area, you will be deeply involved in ensuring that the regulatory obligations affecting the Fixed Income division are upheld and fully transparent. Due to the quality of the banks performance and its global stance you will be exposed to a lot of key issues and exciting projects in the market.

What to expect:
The role will give the individual exposure across all Fixed Income products including credit, FX, distribution and structuring and treasury. You will have the opportunity to learn about treasury compliance and in-particular LIBOR. Being a senior member of the team you will have access to very senior members of the bank and help a develop a detailed and effective advisory framework.

As a small team covering a large business, the jobholder will gain broad experience of compliance and control issues and will be required to work closely with the relevant businesses to achieve the compliance objectives. In fulfilling these duties, they will also work closely with Compliance Officers and lawyers in other teams, particularly Traded Products Legal, Corporate Legal and Local Offices Compliance

The candidate:
Candidates for this role will need to be currently working in a compliance advisory role with experience of fixed income products. Ideally candidates will also have knowledge of treasury, LIBOR and benchmarking. They will need to be able to give regulatory advice and a good understanding the FCA handbook.

This is a great opportunity for an experienced compliance officer to join a leading Investment Bank and enhance their development in an ever-changing regulatory world. The bank creates a platform for people to enhance their careers with the opportunity to develop.

February 17, 2014 • Tags:  • Posted in: Financial

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