Finance SOX Internal Control – VP recruitment
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Finance
Group Finance is vital to the way we run our business. The global marketplace is constantly evolving, and being adaptable, deliberate and precise in action is critical to safeguarding shareholder value. With sound financial principles at the core of everything we offer, Group Finance oversees all financial details of Deutsche Bank, globally.
Our People
Our people are outstanding individuals with agile minds, from a diverse range of backgrounds and cultures. They generate fresh ideas and innovative solutions which set us apart from our competitors and add value to our clients.
Role Description
Core Responsibilities:
• Manage and continue to enhance Sarbanes-Oxley 404 process in the Americas. Specifics include:
o Build upon scoping process for various business areas within the Bank to ensure adequate coverage of SOX activities throughout the year
o Work with GBS and FD/FM to enhance accuracy of SOX documentation
o Continue to enhance SOX testing methodology and process to ensure key controls over financial reporting are appropriately tested during the year
o Evaluate adequacy of design of key controls and work with GBS and FD/FM to ensure any gaps are remediated
o Evaluate impact of any control observations that have arisen from SOX testing and work with GBS and FD/FM to ensure any gaps are remediated
o Develop SOX policy document to provide more specific guidance related to activities and responsibilities of GBS and FD/FM
o Develop training for relevant GBS and FD/FM individuals on DB SOX approach, testing methodology, documentation and key controls over financial reporting
o Track remediation and report results to senior management
o Liaise with internal audit, compliance and external audit to ensure any issues related to key controls over financial reporting are adequately addressed and remediated.
• Perform reviews of balance sheet substantiation process for certain businesses and incorporate results into monthly MIS pack issued to senior management.
- Work with other members of the Internal Control team to continually improve internal controls in the region.
- Manage and escalate emerging issues and threats to the control environment.
- Drive successful control improvement initiatives to lead implementation of best practices among Finance and GBS.
Skills/ Requirements:
• 7+ years of experience in a position of increasing responsibility within a Finance / Audit function.
• Detailed knowledge of SOX and practical experience with implementation and maintenance of a SOX program at a large and complex financial organization.
- Strong understanding of internal controls and the inherent risks and exposures of large and complex financial organizations.
- Excellent interpersonal skills with the ability to build collaborative relationships with senior management, business heads and internal and external stakeholders and peers.
- Strong analytical technical skills focused on problem solving and strategic thinking.
- Academic Requirements:
- BS degree required
- CPA preferred but not required.
At Deutsche Bank, we are proud to be an Equal Opportunity/ Affirmative Action (M/F/D/V) employer.
For more information and to apply, please visit our website at db.com/careers