FINANCIAL CRIME INVESTIGATOR recruitment
The successful candidate will assist with accurate and timely reporting and investigation of suspicious activity reports. They will ensure that transaction monitoring alerts are investigated to closure in a thorough and timely manner.
Core Responsibilities:
- Oversee, administer and where appropriate participate in the internal investigation of financial crimes - including money laundering, criminal and/or terrorist activities / irregularities, and market abuse.
- File the relevant incident reports with S.A.R.Control (US).
- Transaction Monitoring.
- Review and investigate transaction monitoring alerts in a timely manner, ensuring adherence to processes and controls.
- Ensure adequate records of investigations are maintained.
- Promptly raise suspicious activity reports as required following investigation of alerts.
- Assist with monitoring the effectiveness of the system and suggest system and procedural improvements.
- Work with the business as required during investigation process.
- Assist with the logging and investigation of suspicious activity reports.
- Assist with ad-hoc projects as required.
- High Risk Reviews.
- Review and investigate high risk client account activity.
- Log investigations and findings.
- Comply with all corporate policies and procedures within the department.
- Alert management immediately of any significant changes to business risks and internal controls effectiveness.
- Notify management and/or Compliance immediately of any regulatory breach.
- Comply with health and safety policies and procedures operating within the business.
Core Skills:
- Adaptability.
- Customer Orientation.
- Interpersonal Skills.
- Investigative and questioning nature.
- Excellent inter-personal skills.
- Excellent organisational skills.
- Ability to manage and prioritise workload.
- Ability to communicate orally and in writing.
- Strong analytical skills, problem-solving ability and attention to detail.
Core Requirements:
- Various levels of management Technical Skills.
- Systems Knowledge (and associated skill level).
- Competency in Microsoft Word Excell.
Core-Asset Consulting offer specialist recruitment services to the Investment Banking, Financial Services, Secretarial Support, and Human Resources markets across Scotland.
"People are the core asset of every business"
December 4, 2011
• Tags: Asset Management careers in the UK, FINANCIAL CRIME INVESTIGATOR recruitment • Posted in: Financial