Financial Crime Manager CF11 recruitment
What's needed is for someone to create and enhance the Financial Crime framework which will impact the institution globally. The firm has clients in 103 jurisdictions with risk profiles ranging from very low to high which carries with it the excitement of diversity. My client has one of the worlds largest FX brokerages encompassed within it and also a very large global equity broker. Therefor experience in these areas would be advantageous but is not a prerequisite. Due to the nature of my clients work someone with Investment Banking / Professional brokering exposure would add a great deal of value from day one.
Due to changes in the current structure it would be preferable for the incumbent to take over the role and title of CF11.This is an exciting role that will allow the right applicant the autonomy and all of the resources to really make a different and potentially make a name for themselves in the market.
Deliverables:
- Primary contact point for on boarding KYC, providing advice to the regulated business and support areas on KYC processes, the business responsibilities and obligations in the process.
- Assessment and compliance sign off responsibility of all KYC/AML/CTF files and orderly recordkeeping
- Responsibility for ensuring that the AML/CTF framework is robust and appropriate taking into consideration changes in legislation, regulation and guidance.
- Responsibility for sanctions framework and ongoing maintenance of the framework ensuring that it is appropriate and robust taking into consideration changes in legislation, regulation and guidance
Interviews are already taking place so please don't delay in sending your CV if you feel that the role sounds interesting.