FIXED INCOME COMPLIANCE – VP or above recruitment
Provide compliance advice to the business. Responsible for policy review and development. Complex product or transaction reviews including multi-jurisdictional regulatory, policy and new product reviews. Ongoing assessment of regulatory and compliance risks inherent in existing and proposed business activities. Advise assist other compliance colleagues with regional and global compliance policies and training.
To be considered, you should be a degree holder with a minimum of 8 years of relevant experience. Excellent understanding of compliance principles and regulatory requirements. Sound interpersonal and communication skills. Proactive. Good analytical and problem solving skills.
Interested applicants should send a detailed resume to Michelle Ho by email to mho@ric.com.hk or by fax to (852) 2838 3323 quoting reference eFC2019.
(Applicants not contacted within 4 weeks should consider their application unsuccessful.)