Fixed income compliance advisory (Dodd Frank) recruitment
The role will involve the following:
• To provide advisory regulatory expertise on implementation of US Volcker and Dodd Frank rules to the EMEA entities and registered Swap Dealers.
• Providing advisory support to front office and other shared services and implementing a framework to ensure ongoing Compliance with the requirements.
• Providing product and other general advisory coverage within the Fixed income coverage team.
The client requires a candidate from an investment banking background with previous fixed income advisory experience from the compliance function. Ideally the candidate will have a track record of delivery on managing and coordinating regulatory changes and impact as a result of regulatory changes such as MiFID.
The role offers the opportunity to support the implementation of various components of the Volcker and Dodd Frank Rules across the EMA region of the bank. You would be managing a network of persons within the shared services to ensure timely implementation of requirements and raise/escalate issues appropriately.
If you have a strong track of delivery on high profile projects involving regulatory change with the ability to take charge, lead people and drive solutions through complex political environments and are interested in opportunities within the implementation of Volcker / Dodd Frank swap dealer requirements please send your CV to me directly at emma.finch@bruinfinancial.com or call me to discuss further on 0203 145 3369.