Fixed Income Compliance Analyst recruitment
The Company
Robert Half International is looking for a Trade Compliance Analyst for a well established Asset Management firm based in the West End.
The Role
Working within the Fixed Income team you will take responsibility for post-trade activity. You will work with colleague across London and the global offices to provide timely and accurate operational support to the Fixed Income group.
Main Responsibilities:
Compliance
- Monitor compliance at trade, fund and account levels using the development system
- Daily, monthly and quarterly compliance reporting and monitoring- Research potential compliance issues ensuring timely resolution
- Work with other departments on proper interpretation and translation of fixed income compliance guidelines
Trade and Position Management
- Responsible for trade related activities and settlement issues at both fund and account levels including:
- Trade confirmation
- Settling trades, fails and claims
- Providing delivery instructions
- Processing trades and transactions
- Notifying custodians of trades
- Requesting FX for trades
Asset Set-up and Maintenance
- New asset set-ups
- Asset information maintenance
- Issuer information set up and maintenance
- Ensure securities are set-up and maintained accurately and timely
Special Projects and Administration
- Participate in the opening of new accounts and account transition management of assets
- Maintain broker identification and settlements
- Transfer assets between managers
Skills Required:
You will have gained experience working within either Trade Processing and Settlements or Compliance. Experience of compliance trade monitoring and looking at client guidelines is highly advantageous. You will have solid Fixed Income experience together with a sound working knowledge of financial investments and industry terms and procedures. Experience processing swaps and other derivative instruments highly desired.
Salary Benefits
Excellent Package
Robert Half Ltd acts as an employment business for temporary positions and an employment agency for permanent positions. Robert Half is committed to equal opportunity and diversity. Suitable candidates with equivalent qualifications and more or less experience can apply.