Fixed Income Compliance Officer recruitment

This is a great opportunity for a fixed income compliance professional to join a dynamic surveillance group at a leading, global investment bank.

The Fixed Income Compliance Officer will be responsible for:

* Analyzing fixed income transaction alerts and exception reports
* Provide reports to upper management
* Ensuring that the bank is in compliance with applicable rules and regulations
* Working with the audit team and regulators
* Keeping policies and procedures current

The ideal candidate will meet the following qualifications:

*  Series 7
* Excellent knowledge of fixed income products
* Knowledge of SEC/FINRA regulations
* Excellent communication skills