Fixed Income Compliance VP
Our client is looking for an experienced Fixed Income Compliance VP, the individual's responsibility includes but is not limited to the following:
- Provide advisory coverage for the fixed income sales Trading desk on transactions, trade issues, compliance policies and procedures, and regulatory requirements
- Active pragmatic involvement with business partners on new product initiatives to drive compliance issues and considerations
- Conduct monitoring and surveillance of trades
- Interact and manage relationships with regulatory agencies
- Monitor for new regulatory developments and determine their impact on the firm
Please contact us for more detailed information on the responsibility.
The ideal candidate must have at least 7 years of experience covering U.S. Fixed Incomes rules and regulations. The individual must have experience of sitting on the trading floor and working closely with the business.
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