Fixed Income Surveillance
Position Description
MSIM Compliance supports all aspects of the investment management business including providing information to Portfolio Managers and Trading to aid in investment decisions with respect to adherence to client and regulatory guidelines and restrictions. This individual will be responsible for the daily surveillance of fixed income separately managed accounts and mutual funds.
Utilize Blackrock Aladdin to monitor accounts for compliance with client contracts and regulatory requirements.
Provide real time advice to front office personnel in a fast paced, high-pressure environment.
Participate in the account opening process, which includes review of investment management agreements and prospectuses and ensuring that guidelines are properly coded in the compliance system
Skills Required
1. Understanding of the Investment Company Act of 1940, Investment Advisers Act of 1940 and ERISA rules.
2. Strong knowledge of financial products including derivatives
3. Strong verbal and written communication skills
4. Proficiency utilizing a compliance system e.g. Blackrock Aladdin, Latent Zero Sentinel, Charles River.
Skills Desired
The individual must be detail-orientated and able to maintain a high standard of accuracy while managing various tasks simultaneously.
Organizational skills - to manage control over time sensitive issues and prioritizin effectively
Leave a Reply
You must be logged in to post a comment.