Front Office Advisory
We are currently looking for a senior risk advisory candidate to advise on all aspects of its Fixed Income, Currencies and Commodities (FICC) business lines globally.
Your main responsibilities will be:
- Advising the FICC Sales and Distribution desks, providing cover for wider trading and structuring desks when required.
- Working on projects with the business, providing regulatory input.
- Guiding the business on the regulatory rules and changes relating to business proposals plans.
- Developing close working relation ships with front office and other relevant infrastructure staff including legal, operations, credit risk and operational risk.
- Resolving any Compliance queries and requests which arise in the FICC business areas.
- Providing on-going Compliance support to the Due Diligence teams.
- Providing support and advice to the wider business units within the bank.
- Liaising with other Compliance areas of the business, including auditors and infrastructure departments.
- Implementing the Compliance Manual.
- Ensuring Compliance with all regulations and procedures that apply to the business.
Key skills;
- 5+ years of compliance experience including advising Front Office
- Sound product knowledge including rates, fx or commodities. (1 is essential)
- Experience developing policies, assessing risks, conflicts, implementing procedures, training, surveillance, monitoring, investigations and review.
To discuss this role and others within Compliance, please contact Liam O’Mahoney on 02031453347. Liam.o’mahoney@bruinfinancial.com
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