FUND COMPLIANCE SUPERVISOR
FUND COMPLIANCE SUPERVISOR
Our client is a world leader of financial services to institutional investors. The continuing growth of the company has resulted in the need of an experienced Fund Compliance Supervisor to be responsible for reviewing and assisting the Fund Compliance Team with compliance system alert validation and reporting to help fulfil the daily compliance monitoring and assist in the preparation of client or internal management reporting.
The role involves the supervision of a team of Fund Compliance Junior and Senior Administrators in training and coaching them.
Key Responsibilities:
- Daily to monthly monitoring of fund portfolios to ensure that funds are in compliance with regulatory documentation and guidelines
- Take proactive steps to escalate any compliance issues contained in the reports and to develop resolution of such issues
- Review reports produced from the compliance monitoring system,
- Assist local Fund Compliance teams with research on securities utilizing Bloomberg and internal systems
- Assign special projects to Fund Compliance team members,
- Complete review or daily, weekly, monthly and quarterly compliance reporting
- Assist in training new staff
Requirements:
- min. 3 years fund industry experience,
- Experience with Bloomberg, Reuters, Microsoft Word, and Lotus Notes a plus
- Prior compliance experience will be a plus
The ideal person will be highly organised, detail oriented , capable of monitoring and completing a variety of projects simultaneously. You should have the ability to communicate professionally , lead and motivate staff.
Fluency in English is a must.
Applicants should forward an up to date copy of their CV to our Recruitment Partners coxfitzsimonswilkes - Financial Recruitment Specialists - for the attention of Anna Makowska at annamakowska@cfw.pl
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