Funds Compliance Analyst – Singapore recruitment
The primary responsibilities include reviewing trades to ensure compliance with investment guidelines and performing regular reviews of portfolios to ensure compliance with client guidelines, internal policies and applicable regulations. This position is suitable for a candidate who is analytical and has an interest in working for an investment manager in a dynamic environment.
Reporting to the Head of Compliance your duties will include;
- Review trades to ensure compliance with investment guidelines at time of trade.
- Create and maintain new security masters.
- Performance regular reviews of portfolios to ensure compliance client guidelines, internal policies and applicable regulations.
- Work closely with account managers and portfolio managers/traders to resolve issues relating to investment guidelines.
- Undertake ad hoc projects to enhance the efficiency of the Asia Investment Guidelines Compliance team including training and technology initiatives.
- Coordinate communications with other compliance teams in the region as well as with the US and Europe to ensure adoption and maintenance of global standards.
Qualifications and experience
- Minimum 3 to 5 years working experience in Funds / trades compliance within financial services
- Have an interest and good working knowledge of fixed income markets and securities, including derivatives such as futures, options, interest rate swaps and credit default swaps, and equities preferred.
- You must be a confident and self-motivated with excellent communication skills.
- Ability to work under pressure.
- An audit background within a Big4 house and exposure to asset management clients will be considered
If you are interested please send you resume to perryb@charterhouse.com.sg
December 15, 2010
• Tags: Asset Management careers in the Singapore, Funds Compliance Analyst, Singapore recruitment • Posted in: Financial