Futures and Forex Compliance Manager recruitment

This is a new position that will report to the CEO. You will work closely with a senior management team that recognizes the critical importance of compliance as you implement policies and procedures that provide a stable foundation for the firm. The ideal candidate will be able to combine exemplary knowledge of SRO and exchange rules with a keen understanding of the trading and clearing business in their approach to implementing compliance solutions.

This position will likely become a management role within the upcoming 6-24 months as the firm grows in customer business and scope and the candidate proves themselves as an individual contributor first.

Responsibilities

Minimum Qualifications

Preferred Qualifications

Next Steps

Please send a resume and salary expectations to be considered for the position.  No phone calls and do not contact Phillip businesses in other countries about this position.  Phillip Futures Inc will not consider candidates sent by recruiters for this position.

About Phillip Futures Inc.

Phillip Futures Inc. is clearing Futures Commission Merchant (FCM) based in Chicago, specializing in Global Derivatives and Commodities broking. Located in the historic Chicago Board of Trade Building in downtown Chicago, Phillip Futures Inc. is a newly formed Futures Commission Merchant, with a clearing membership with the CME/CBOT/COMEX/NYMEX exchanges, and plans underway to expand relationships with other major US futures exchanges.

While the name is new to the US financial landscape, Phillip Futures Inc. has very strong affiliation with the Phillip Capital group, which is headquartered in Singapore, founded in 1975, with an established name in Asia. The group has network companies operating in the financial hubs of 12 countries, shareholders equity greater than $1 Billion USD, no debt, global staff of more than 3,500, has more than $14 Billion USD in customer funds on deposit and it is a leading provider of a full range of investment services including global equities, futures, commodities, currencies, mutual funds, insurance etc. in Asia. In addition, our affiliated companies hold direct membership to a number of major exchanges around the world. PhillipCapital Group companies are clearing members of SGX (Singapore), SMX (Singapore), BMD (Malaysia), ICDX (Indonesia), HKEx (Hong Kong), OSE (Japan), and TFEX (Thailand) in addition to the CME group exchanges with plans to expand underway globally.