Global AML Policies, Procedures and Training Head
Position Description
A hands-on role working closely with AML Group senior management to drive and improve AML Group policies, procedures and training globally. Primary responsibilities include:
• Leading initiatives to revise and harmonize AML policies and procedures across the globe, such as through the creation and integration of global minimum standards.
• Maintaining the AML Group's global AML policies, working with AML Group senior management and outside counsel, as necessary.
• Working closely with AML coverage managers to ensure policy consistency and the effective delivery and awareness of policies, including through ownership of the AML Group's online information page.
• Acting as designated Compliance Policy Leader for the AML Group, including coordinating the Group's submissions for the Firm's Monthly Compliance Bulletins.
• Coordinating updates to the global AML Group's annual policies and procedures plan and ensuring timely updates by monitoring reports of overdue policies and procedures and following-up with respective owners.
• Developing content for Morgan Stanley's annual AML/Sanctions online training module and assisting in all aspects of course design.
• Coordinating the global AML Group's annual targeted training plan and periodic updates.
Additional responsibilities may be identified as the role evolves.
Skills Required
Ideal candidate is a lawyer with excellent writing skills, experience with broker-dealer or bank AML regulation, and experience developing/ managing compliance content within a challenging environment of regulatory change.
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