Global Compliance Co-ordination
An international investment bank is looking for a Senior Compliance Officer to become Global Compliance Co-ordinator for their HQ and world-wide subsidiaries.
The successful Global Compliance Co-ordinator will be responsible for:
• Compliance interface for Branches/Subsidiaries for Compliance- related topics in particular to different country-specific regulatory and business policy requirements
• Interpretation, allocation and escalation of compliance matters arising from the relevant Legal Entities/branches
• Coordination of Compliance topics for foreign Branches, subsidiaries of the bank as well as for other group entities in Germany
• Conflict manager for dissentive groups.
• Coordination for group-projects and project support for foreign branches and subsidiaries
• Management of Compliance Insourcing
• Retained Organisation for Compliance Outsourcing
• Coordination and Support for Compliance related Audit Findings
• Compliance Reporting to the Group
• Execute special and event driven Compliance reviews
• Support Compliance Departments in the area of responsibility
• Propose solutions and practical recommendations in the Compliance fields
Profile
• Extensive Knowledge of the products and services and related processes in many different areas and corresponding recent foreign experience, preferably within a Universal or Investment Bank
• Extensive knowledge of the relevant Compliance regulations and laws, in particular to the different country-specific legal and business strategy requirements
• Several years experience in the Audit, Risk Control or similar environment
• Excellent English skills for verbal and written communication is a must
• Desirable good command of spoken and written Italian skills is an advantage
• Ability to work proactively in an independent and structured manner
• Strong analytical, organisational, personal and communication skills (problem solving, convincing and focused on achievements)
To apply for this Global Compliance Co-ordinator role, please send you CV to apply.a33hoiycmp@carltonseniorappointments.aptrack.co.uk or call 0044 20707 80559 for further information.
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