Global Compliance Policy and Support
Investment Manager in the City is looking to hire a Global Policies expert with a background from regulatory compliance.
This is a high profile position for our client and they are looking to hire quickly. A buy side background is recommended for this position as well as an understanding of MIFID 2
The role will consist of;
Manage regulatory developments and apply to the global business
Specifically MIFIDII and MAR, understanding the scope and bring smart logic to providing solutions whilst liaising with all relevant staff.
Working closely with Stakeholders across the areas of governance, record keeping, investor protection, advice, bundling, best execution, reporting, transaction reporting
Assist in working with compliance training in rebuilding the European Regulation and Sales Training module.
Short term challenges will be
• Build strong alignment with regional business
• Build strong alignment with Group and Compliance
It is expected that the successful candidate will have experience of dealing with compliance problems, and coming up with creative solutions and new ideas.
Skills required will be;
Influencing of counter parties to adopt innovative ideas and solutions.
Ability to deal with restrictions, which come from rules and policies which are rigid, and translating these into solutions in a creative and flexible manner.
Understanding and respecting different views, different backgrounds/ levels, visions, and cultures.
Strong communication and interpersonal skills
Ability to build and sustain relationships in delivering business goals within a team environment.
Eagerness to look constantly for information regarding regulations, governance and law.
Having an overview of different regions/locations, understanding regional regulators, legal and compliance issues and the impact on the (local) business.
For more information or to apply please contact Craig Murray on 02034650111
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