GLOBAL HEAD OF COMPLIANCE
Our client is a Global Asset Management business which has an international presence with offices across North America and mainland Europe, as well as in Australia and Ireland.
A very experienced compliance professional is now sought to become Global Head of Compliance and take a strategic overview of compliance at the firm. This individual will be expected to, inter alia:
- Have overall global responsibility for the compliance team within the firm in each jurisdiction in which they operate;
- Manage all aspects of business risk inherent in the compliance function;
- Ensure that companies within the firm comply with the requirements set out in the applicable regulations, Group and the firm’s Compliance Policy, the Group Anti-Money Laundering Policy and the Senior Management Approved Persons policy;
- Ensure that the firm provides an effective compliance service to clients;
- Ensure adequate regulatory control is maintained over third party suppliers’;
- Provide compliance advice and monitoring regarding the firm’s activities at large;
- Create a global roadmap and organisation for compliance globally well integrated with the business and the Legal team;
- Set the Global Compliance objectives, lead the Compliance team’s efforts and the business in light of evolving regulation and impending regulatory and market driven changes.
This individual must be a senior level leader and manager who has international experience in a global organisation and experience of interaction with the FCA and the International Regulators.
The successful candidate must be able to demonstrate a deep understanding of clients, markets and industry whilst demonstrating the ability to lead, inspire and develop the team. A proactive and determined approach with strong communication skills is key.
Leave a Reply
You must be logged in to post a comment.