Group Compliance Assurance Manager recruitment

Role

Responsible for supporting the team in providing assurance to the senior and executive management that the banks regulatory risk profile is evaluated and managed appropriately through taking part in risk-based, global assurance reviews  Supporting the team in its oversight of key regulatory issues arising and ensuring the effective identification assessment, management and monitoring of regulatory risks in accordance with regulatory requirements and Risk Management standards

Deliverables

Take part in risk based oversight and assurance activities undertaken by the team and provide support to the team in its ongoing evaluation and challenge to the effectiveness of risk and issues management practices discharged by the regulatory risk functions and or business functions

Analyse information provided by other parts of Regulatory Affairs and Compliance and or other parts of the Bank in relation to regulatory matters to support the team in ensuring that material/thematic issues and risks are identified and attended to by business and regulatory and operational risk functions

Support the team in ensuring that the oversight framework remains appropriate and in line with the expectations of the Executive and the regulators including the FSA

Support the identification of new areas requiring regulatory risk evaluation/ response and the devising of responses and methodologies

Experience

Financial services experience involving supporting management in a global financial services organisation

Conduct Risk Audit background essential

Knowledge of regulatory risk issues across multiple lines of business or geographies

Proven track record of delivery e.g. support of contribution to regulatory risk management solution delivery to business functions

Broad knowledge of Risk Management and controls appropriate to a financial services environment

Proven ability to contribute to complex projects and teams across different business areas

Track record of practical regulatory risk management experience in a complex financial services organisation would be an advantage

Detailed knowledge of regulatory risk issues