Group Compliance Monitoring Manager

CASS focused compliance role in the city. £50 - 60,000 in a firm with an amazing culture

Regularly voted one of the best places to work in the city, a banking group with an unrivalled culture are looking to make a key hire into its compliance team to focus on CASS issues.

The Bank sits in the top 20 and is very highly regarded both for its operations and its culture. They regularly win awards for the culture and are often cited as being the best place to work in the city. The bank has recently merged with the investor and treasury services unit and this means the compliance team are now covering a new business arm.

The role sits in the group compliance team covering the Investor services, capital markets and wealth management divisions. This team therefore has exposure across a number of business units and liaises with senior stakeholders regularly. With the onboarding of the Investor and Treasury Services business the compliance team now have a requirement for someone with strong CASS and custody knowledge particularly around assurance and thematic reviews.

The successful candidate will report directly to the Head of Compliance monitoring and aid them in developing and implementing the monitoring plan, leading junior members of the team. As well as the responsibilities related to monitoring you will also work closely with the advisory compliance team to help raise issues efficiently and quickly.

The successful candidate for this role will have demonstrable experience in designing and implementing thematic reviews for CASS and custody. They will also be a dynamic and ambitious person who wants to make real contributions to an already well established and tight-knit team.

Hays Investment Management is a subsidiary division, and stand-alone brand, within the Hays Financial Markets group in the UK.

We have a specialist team of over 30 dedicated recruitment experts focussing exclusively on London's buy-side/investment sector, spanning Institutional asset management, retail private client wealth, Hedge Funds and PE/VC houses.

Our extensive Investment sector expertise and search capability spans 12 individual businesses

To find our more information on the above role or for a confidential discussion on the market please contact Jamie Boyd on 020 3465 0110

June 9, 2015 • Tags:  • Posted in: Financial

Leave a Reply

You must be logged in to post a comment.