Head of Compliance – South Asia (Banking Industry) recruitment
Your Responsibilities
- Provide advice and assistance to the management and staff on complying with regulatory requirements and Group’s compliance standards.
- Responsible for the Compliance Function in South Asia as well as support Group’s Compliance initiatives across Asia Pacific
- Maintain a sensible and practical compliance infrastructure via updating compliance processes and localized policies.
- Manage compliance risks identified in each business
- Maintain an updated inventory of South Asia’s regulatory requirements in relation to operations.
- Develop and Facilitate the roll out of any compliance learning initiatives across South Asia
- Develop and enhance the compliance culture within the organization via face-to-face training and induction programs to staff.
- Perform compliance checks on new accounts opened and the periodic reviews as per regulatory and Group’s compliance policies.
- Conduct staff dealing monitoring exercises as per set out in relevant policy.
- Assess/review suspicious transactions escalated to the attention of the compliance department.
- Work closely with, and assist the Head of Compliance –Asia Pacific with periodic reportings to Head Office.
- Liaise with the regulatory authorities, auditors and the Compliance team in Head Office
Requirements
- MUST have at least 7 years of Compliance experience in a wholesale or offshore banking in compliance
- Preferably legally or accountancy trained but not critical
- Detail-oriented, analytical and able to identify potential issues and be able to work towards solutions.
- Excellent interpersonal, influencing and negotiating skills.
- A strong team player.
- Resourceful and motivated
- Proficient in English and Mandarin will be an advantage
- Knowledge in local regulatory requirements in South Asia geographical remit is a MUST
Applicants with the above requirements should send in their updated CVs with a scanned photo in MS WORD format to careers@calibrate-asia.com. Applicants should also state their current salary and notice period.
License number: 10C4776
May 2, 2012
• Tags: Head of Compliance – South Asia (Banking Industry) recruitment, Risk Management careers in the Singapore • Posted in: Financial