Head Of Compliance

A global bank with a strong presence in Asia, require a Head of Compliance to run the compliance programme for their UK business. The role will cover both their retail and wholesale business lines, and report in to the MD of the UK Business.


The role will be a standalone compliance role, and so will be completely generalist in nature. You will hold both the CF10 CF11. Due to the small size of this business it is essential that you can engage with the business on compliance issues comfortably, being proactive in your approach to the business.

Your main responsibilities will include;

You should have substantial compliance experience, ideally covering both retail and wholesale markets. This experience will have to be within financial markets, candidates without this compliance experience will not be considered. Candidates who have previously been the Head of Compliance will be preferred.

The role will present an excellent opportunity for an existing Head of Compliance or a Deputy head of Compliance in a similar institution looking for a step up in responsibility or a new challenge. The company can offer an excellent working environment and true work life balance. They are based in an ideal location in the West End of London.

To find out more please call Stephen Borner at Hays on 020346450110


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September 23, 2013 • Tags:  • Posted in: Financial

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