Head of Compliance – Brokerage recruitment
Our client, a well established financial group is currently seeking for a high calibre to join the management team.
You are responsible for manage the operation of compliance department; develop proper control, polices and procedures to ensure the company complies legal and regulatory requirements; implement, review and update compliance programs, internal control polices, guidelines including KYC, AML; provide advisory servies to board of directors, management and business units on issues regarding compliance with companies ordiance, SFC regulations etc.
Requirments
- Degree holder
- 10 years of experience in legal / compliance / control functions in financial services industry or regulatory body, at least 3 years in department head or deputy head position
- Solid experience in securitie products and well versed with the SFC regulations
- Strong leadership and people management skills, able to works with senior management, board members
- Integrity, excellent communication, self motivated
- Fluent in English, Cantonese and Mandarin
To apply, please send a detailed resume to jc@connersconsulting.com
Only shortlisted candidates will be notified.
All data collected will be used for recruitment purposes only will be used strictly confidential.