Head of Compliance, Corporate Banking
Responsibilities:
- Provide pro-active, timely advice on the relevant regulatory and firm policy requirements in respect of business queries, specific transactions and new product initiatives etc
- Develop and maintain internal compliance policies and procedures reflecting regulatory changes
- Assist the business groups developing supervisory practices
- Perform follow-up on regulatory responses and enquiries and communicate regulatory requirements and firm policy to the business
- Participate as required in department initiatives in respect of regulatory developments and impact analysis on the firms business and support groups
Requirements:
- Degree holder or above
- Minimum 10 years of compliance experience, with sound product knowledge in corporate banking (such as securities lending, syndication loans, bilateral loans etc) and treasury products
- Possess a good understanding of rules and regulations
- Experience of working with regulatory bodies such as SFC would be a definite advantage
- Strong interpersonal and problem solving skills
Interested parties are invited to send their updated CVs with MS word format quoting reference 'CPL' to mail.kc-premiere.com
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