Head of Compliance, Greater China, Asset Management recruitment
Reporting to the Regional Head of Compliance, based in Hong Kong, and indirectly to the Regional Managing Director, you will be responsible for overseeing all aspects of business and investment compliance operations spanning Hong Kong, China, Taiwan and also providing support to Singapore. Working closely with the Group Risk and Group Internal Audit team, you will prepare the monthly legal and compliance report and ensure that there is clear distinction between the support functions' regional duties. You will also liaise extensively with local regulators such as the SFC and MPFA to ensure that changes in the regulatory environment are understood by the business and that new business initiatives can be carried out accordingly. Furthermore, as a senior member of the management team, you will provide training on compliance issues to all staff.
The successful candidate will possess at least 10-12 years of relevant experience gained within a leading asset management firm. People management experience is prefered as is exposure to pension funds, unit trusts and real estate funds. You will be able to demonstrate a strong working knowledge of regional regulations and how they impact the industry. Furthermore, you will display sound commercial acumen and be able to give examples of your success in interacting and reaching solutions with the business. Fluency in spoken written English essential. Mandarin a distinct advantage.
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