Head of Compliance – Leading Securities House recruitment
About Our Client
An excellent opportunity has arisen for an experienced compliance candidate to join their dynamic and stable team based in Hong Kong.
Job Description
Reporting to the COO, you will be responsible for:
- Formulating and reviewing compliance policies and conducting compliance checking
- Monitoring the Group's operational procedures and activities to ensure adherence with regulatory requirements
- Advising management and the business on compliance issues and regulatory trends
- Acting as the contact person with various regulatory bodies and answering any inquiries from regulators
- Providing Compliance training to staff and enhancing the awareness of Compliance issues within the Group
- Lead a team of 3-4 staff
The Successful Applicant
You will be a mature and independent individual with at least 8 years of Compliance experience within the Financial Services industry. You will have a good understanding of financial products and be familiar with SFC regulations. You will have excellent communication skills and attention to details. Proficiency in English and Cantonese is essential. Mandarin skills would be an advantage.
What's On Offer
Our client provides excellent bonus (depending on individual performance) on top of outstanding salary.
August 17, 2012
• Tags: Compliance, Head of Compliance, Leading Securities House recruitment, Legal careers in the Hong Kong SAR • Posted in: Financial