Head of Compliance – Private Banking recruitment
Our client is one of the strongest brands in the APAC region and due to the newly invested in and fast growing Private Banking arm, they are seeking a mid-senior level Compliance professional to lead the team.
If you have the following experience then this will be a fantastic opportunity for you:
- 8+ years of Compliance experience and at least 4 years in relevant Private banking experience.
- Experience in setting up or re-establishing a Private banking Compliance platform
- Good judgement enabling the provision of sound advice in difficult areas of practice
- An inquisitive approach to practices, procedures and specific transactions
- Ability to communicate well with the business
- English, Cantonese Mandarin essential and the ability to read and write Chinese would be an advantage
Reporting directly to the General Manager, you will be responsible for the set-up and the establishment of the Private Banking business activities and ensuring compliance with existing regulations and policies, highlighting issues to senior management and assisting in the development and implementation of corrective action plans. The successful candidate will provide input to various business managers to ensure that new product/business activities are developed in accordance with internal policies and regulatory requirements.
For further information please contact Charles de Carvalho on +852 2168 0794 or charlesdecarvalho@puresearch.com