Head of Compliance | Securities
Head of Compliance | Securities
Location: Singapore
Salary: up to 160k SGD + Bonus
Main Responsibilities for Head of Compliance, Compliance
-Head up the compliance function and provide guidance and training to the junior staff
-Perform Anti-Money Laundering (AML) related Compliance controls
-Provide compliance training to employees and manage ad-hoc compliance related tasks
-Ensure that the company is kept abreast of relevant local and regional regulatory and best practice development
-Provide advice to business partners (front and back offices) on compliance issues and potential impact of regulatory trends and development
-Work with senior management on the implementation of new regulatory requirements and develop amendments to the compliance program
-Develop and manage a robust compliance testing reporting; identifying potential compliance and/or control risks for compliance checks and control enhancements
Requirements for Head of Compliance, Compliance
-Minimum 8-10 years of experience in handling compliance matters in securities or banking environment
-Bachelor Degree with major in Accounting, Finance or related discipline
-Working knowledge of regulatory requirements e.g. Banking Act, SFA, FAA, MAS Notices Guidelines
Please apply to qrfsing @selbyjennings.com For more information, please visit
www.selbyjennings.com or contact us at +65 6589 4410 Selby Jennings Pte Ltd MOM EA License no: 11S3033
Leave a Reply
You must be logged in to post a comment.