Head of Compliance Urgently Needed! recruitment
Responsibilities
- Ensuring that relevant compliance issues are adequately escalated.
- Ensure the business area conducts its activity in accordance with all relevant external regulators and retail policies.
- Ensure compliance with the regulatory and statutory requirements and retail compliance policies and procedures affecting the business area.
- Providing technical advice and compliance support to management and business to resolve compliance related issues
- Maintain a compliance monitoring programmes appropriate to the business and conduct a programme of surveillance monitoring
- Develop compliance policies and procedures to reflect the changing business and regulatory environment, including data protection and consumer credit policies
- Ensure an appropriate regulatory risk training programme and delivery of compliance related training, as appropriate
- Promoting strong awareness of KYC requirements and assist in the development of AML, sanctions and data protection policies
- Ensuring that regulatory notifications are handled in the appropriate manner
- Undertaking inquiries and investigations into compliance breaches
- In discharging the bank’s responsibility to Treat Customers Fairly, to be responsible, as a leader of the risk community, for the creation of an appropriate work environment to ensure delivery of fair outcomes for our customers.
Qualities
The Successful applicant will need:
- 15years+ background in Compliance
- Striving to achieve excellence, inspiring and experience in developing people
- A Strong Communicator
- Confident and have excellent stakeholder management skills-building understanding and trust
- Understanding issues/ finding solutions
- The following regulations knowledge/experience are desirable: Insurance Mediation Regulations, Banking Regulations, Consumer Credit Legislation, Data Protection Legislation, Anti-Money Laundering Legislation
For more Details, please visit our Website – www.hamlynwilliams.com and for further information contact Alex Bayne-Powell at a.bayne-powell@hamlynwilliams.com
Hamlyn Williams is an Executive Recruitment consultancy that specialises in placing Risk, Compliance, Regulatory Information Security professionals globally:- offering Retained, Contingency and Interim/Contract recruitment solutions for the Financial Professional Services.
September 1, 2012
• Tags: Head of Compliance Urgently Needed! recruitment, Retail Banking careers in the UK • Posted in: Financial