Head of Control Group
Position: Head of Control Group Wholesale Corporate Compliance
Reference: D02297
Location: London
Join Santander and you'll become a vital part of a business built on the outstanding service provided to our customers, as well as the award-winning products we offer. We're one of the fastest growing banks in the UK and that is down to our people. And we recognise that as we help you develop your career you'll be doing the same for our business.
Santander UK
The Santander Group has more than 150 years' experience in global banking and more branches worldwide than any other international bank. We are well on the way to repeating this success in the UK, having been recognised as one the "Top Employers in the UK" in 2012 by the Corporate Research Foundation (CRF) Institute.
As a Head of Control Group your skills and qualifications will ideally include:
* Extensive knowledge of the FSA rules and Compliance requirements
* Deep technical knowledge of Wholesale Banking and exposure to the following products:
* Credit/rates (including derivatives)
* Foreign Exchange (Spot/Forwards/Options)
* Equity (UK and European)
* Financing transactions (repos/reverse repos, stock lending/borrowing)
* Regulated Covered Bonds
* Deep understanding and experience of Compliance Control Group activities
* Wider understanding of the business and financial services industry
* Proven people leadership and motivational skills
* Ability to form relationships with key stakeholders regarding compliance obligations
* Ability to present to Senior Management
* Highly developed written oral communication skills
* Good negotiation influencing skills
* Working knowledge of conflicts management issues (including Chinese wall procedures) is desirable
As a Head of Control Group your main responsibilities will involve:
* Responsible for heading up the Control Group within the Wholesale Corporate Compliance Team
* The Control Group has the following responsibilities:
o Individual Clearances
o Information Barriers
o Insider Lists
o Pre-deal Research
o Private side/confidential monitoring
o Registering material transaction
o Research Clearance
o Restricted List
o Rule 20 etc.
o Wall Crossing
o Watch List
o 793
o Equity Aggregation
o FSMA -10% (and other jurisdiction equivalents)
o Short Sale Reporting
o Takeover Panel Reporting
* Provide cover for the Head of Wholesale and Corporate Compliance as required
* Support the company in dealings with relevant external regulatory bodies and key external stakeholders
* Lead, motivate and develop the Wholesale Monitoring Surveillance team
* Act as an internal consultant providing support and guidance to the business and advise senior management on appropriate actions
* People management
Santander welcomes applications from all sections of the community. Preference will be given to redeployees
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