Head of European Compliance at quantitative trading house, LDN recruitment
A multi asset class quantitative trading and technology firm is looking to hire a Head of European Compliance for its London offices. The firm has their headquarters in New York and has recently opened up the London office whilst the company is growing it has successfully positioned itself at the intersection of technology and finance.
Responsibilities include:
Working closely with senior management to design a comprehensive compliance program
Leading the firms registration process with the FSA
Advise on all aspects on MiFID and MiFID II, the FSA Handbook, ESMA technical guidance and the EU regulatory framework
Be primary liaison between the firm and regulators
Develop internal policies and documented procedures to comply with FSA and EU regulators
Ensure that compliance initiatives are implemented successfully and that employees are appropriately knowledgeable on relevant material.
My client is looking for a bright, ambitious compliance officer with a strong academic background, solid regulatory experience and a practical, constructive approach. Candidates need to have experience with compliance monitoring, periodic filing requirements, transaction reporting and other regulatory responsibilities. Whilst experience in the FSA or as a solicitor is preferred. 