Head of Investment Compliance, Asia recruitment
Responsibilities
- Position location could be in either Hong Kong or Singapore
- In-charge of the development of investment compliance oversight strategies to ensure all funds and accounts comply with respective investment guidelines, regulatory requirements and internal policies
- Directly manage local investment compliance teams in various sites and make sound judgment on any critical issue escalated
- Drive the continuous improvement of control measures and develop appropriate compliance policies and procedures
- Represent Asia investment compliance as a subject matter expert in product committee and client meetings if necessary
- Develop knowledge of team members in analysis and interpretation of special investment vehicle, prospectus and legislations
- Establish and maintain working relationships with business unit heads and functional leaders
Requirements
- University graduates in Finance, Accountancy or other related disciplines
- At least 15 years relevant experience in compliance or risk management of an international asset management company, of which 5-8 years at management level
- In-depth understanding of SFC, SEC and applicable rules of other jurisdictions
- Knowledge in product feature and control surrounding derivatives is an advantage
- Excellent communication skills and experience in dealing with senior management in challenging and demanding situations
- A strong leader and able to handle multiple projects simultaneously
- Strong command of both written and spoken English
Interested parties please send your updated resume in WORD format with current and expected salaries (quoting Employer Ref:) to banking@aimHigher.com
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June 21, 2012
• Tags: Asia recruitment, Asset Management careers in the Hong Kong SAR, Head of Investment Compliance • Posted in: Financial