Head of Monitoring and Surveillance
Our Client is an excellent Corporate and Investment Bank based in London looking to bring on board Head of Compliance to overlook the Monitoring and Surveillance activities to ensure strong communication flows between the Monitoring and Surveillance Team and UK Head of Compliance and heads of other UK and German and Global Compliance and AML teams
This head of Monitoring and Surveillance role includes:
- Ensuring an efficient Monitoring and Surveillance Compliance organisation in the UK branch which is interconnected to the Head Office and Group Compliance organisation with direct reporting lines
- overseeing control framework;
- overseeing electronic surveillance and other monitoring activities throughout the London Branch;
- developing and overseeing execution of a detailed Monitoring Programme and Monitoring Plan, comprising electronic and manual trade surveillance, monitoring of communications and other forms of manual and electronic monitoring including second-level controls and test checking;
- developing and implementing adequate monitoring and surveillance to meet UK and Head Office standards
For more details, please call 0207 07 80559 or email to apply.a33hoiuw5p@carltonseniorappointments.aptrack.co.uk
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