Head of Monitoring & Surveillance
This is a senior position for a compliance professional with extensive compliance experience in wholesale banking products and a broad understanding of FCA/PRA rules and regulatory requirements as they apply for a Corporate and Investment bank business.
The Head of Compliance Monitoring and Surveillance is in charge of implementing a transversal assessment of risks and controls across the entire range of business lines: Global Markets Division (Credit and Rates, Dept markets, trading, sales, treasury and Foreign Exchanges), Structure Finance business line (Asset Finance, Energy Infrastructure finance, Leverage commodity finance), Debt Origination Distribution and client coverage.
Candidates should have the following skills and experience:
-University degree (legal qualification ideally)
-Proven team and project management
-Working experience with the FCA
-Extensive experience of compliance controls and surveillance within Global Investment Banking products and services
-Team player
-Excellent communication skills
Badenoch Clark is acting as an Employment Agency in relation to this vacancy. Badenoch Clark is an Equal Opportunity Employer and a registered Disability Symbol User.
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