Head of Regulatory Conduct Compliance, Retail
Reporting directly into the Head of Retail Compliance, the successful candidate will be responsible for:
- Provision of advice on compliance within COBS rules
- Developing and maintaining relationships with regulatory bodies
- Providing leadership over regulatory and compliance issues
- Consistently reassessing the operational risks associated
- Implantation of Group Compliance Policy
The ideal candidate will have exceptional knowledge of COBS rules, ideally from a retail banking background, and will possess the business acumen to influence stakeholders of all levels within the organisation. For further information please contact Harry Warwick on 02031453362 or email harry.warwick@bruinfinancial.com
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