Head of Statutory Internal Audit recruitment
Responsibilities:
• Lead the planning of audit procedures, performing of audit work and reporting the audit results on the Firm businesses
• Conduct independent fieldwork in line with the Firm and regulatory requirements
• Analyze and assess risks (market, credit, operational, legal and compliance) assumed by the business; identify and evaluate the effectiveness of controls designed to address those risks
• Provide practical, innovative, and value-added solutions to issues identified
• Prepare and clear audit reports to ensure high quality and compliance with IA standards
• Communicate timely of audit results to auditees / senior business management
Prepare Work Reports and report to Audit Committee.
Requirement:
• University degree with strong experience (8-10 years) of relevant audit experience, ideally gained in the Securities industry environment or Big 4 audit experience in such industry
• Good understanding of capital market products, operational processes and local regulatory requirements and rich experience in controls / systems-based auditing techniques
• Excellent communication and interpersonal skill
• High motivation and commitment to achieve audit objectives and deadlines in a team environment
• CICPA or CIA preferred
• High standard of English and Chinese literacy