Head of Wealth Management Compliance, Singapore recruitment

• Global European Bank
• Wealth Management Focused
• Team Manager

Our client is global bank with significant presence across Asia Pacific. Due to internal mobility, there are looking for a new head to lead the wealth management compliance team for Singapore.

Reporting to the Regional Head of Compliance APAC, you contribute to ensuring the functions of Compliance within Wealth Management is carried out in accordance with applicable laws and regulations and is smoothly carried out. You liaise with regulatory authorities and internal / external auditors including responding to routine visits, audits and other enquiries linked to compliance issues. You investigate, in conjunction with other support functions when necessary, and handle actual and potential compliance breaches and complaints. You identify and control compliance risks, implementing monitoring measures where required. Advise Business and Functions on compliance and regulatory issues. To develop and ensure compliance policies and procedures are in line with local regulatory, group and Investment Solutions requirements. You approve or arbitrate on account opening, review and closure matters on client and intermediaries relationships with the Bank. To provide training on compliance issues and promote compliance awareness and culture. You manage, supervise and lead the team of WM compliance officers base in SG to fulfill the missions and responsibilities of the compliance function.

You are degree holder with minimum 8 - 10 years work experience in a banking compliance, preferably wealth management. Familiar with Singapore laws and regulations. Have good understanding of control concept as well as compliance rules and regulations. You work well with people and able to undertake pressure. Have good knowledge in Wealth Management operations. You have good communication and presentation skills.

To apply, please submit your resume to Emily Tan at et@kerryconsulting.com, quoting the job title and reference number ET 3741.